Innovation in Compliance with Tom Fox

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Compliance thinking for business change.

The gist

Innovation in Compliance with Tom Fox treats compliance as an operating discipline shaped by technology, leadership, and risk decisions. Recent conversations range from AI agents and board oversight to GRC, medical-device approval, energy investment, fraud prevention, and executive presence.

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About Innovation in Compliance with Tom Fox

Innovation in Compliance with Tom Fox presents compliance as a practical discipline for moments when organizations are trying to change. The show’s recent run is centered on governance, risk, AI, trust, and leadership. It does not stay inside a narrow legal or policy lane. Conversations connect GRC to law firm leadership, AI agents to board oversight, and digital maturity to the everyday problem of moving from pilot projects to scalable systems. The show also reaches into medical innovation, energy markets, fraud prevention, and personal branding when those subjects raise compliance questions. That breadth gives the series a useful shape. A listener hears compliance not as a department waiting at the end of a process, but as part of how the process is designed. The interviews often ask how rules, controls, and human judgment can be built into work from the beginning. AI appears repeatedly, especially around guardrails, data boundaries, trust, policy-as-code, and oversight. GRC appears as a working language for legal, risk, audit, and business roles. Risk is treated as something leaders identify, assess, manage, and sometimes use to support better action. The medical-device conversation adds a concrete regulatory lens through FDA pathways, feasibility work, data storage, and safety monitoring. The Venezuela energy episode moves into investment uncertainty, debt, legal agreements, and the difficulty of rebuilding production capacity. Personal branding and fraud prevention widen the frame further, tying reputation, visibility, generative AI, and product development back to compliance concerns. Tom Fox keeps the pace conversational but pointed. He tends to ask for backgrounds, frameworks, examples, and implications for the compliance professional. The strongest episodes make specialized subjects legible without sanding off the business detail. The show suits a listener who wants to hear how compliance thinking applies before a decision becomes a problem. It is not only about avoiding misconduct. It is about building systems that can withstand speed, novelty, and scrutiny.

Made for: Suits a listener who works near compliance, risk, legal, audit, governance, or enterprise technology and wants business-facing conversations rather than abstract policy talk.

What sets it apart: The show stands out by treating compliance as a bridge across AI, GRC, medical innovation, energy, fraud prevention, and leadership, with each topic pulled back toward operational responsibility.

In their own words

Innovation in compliance brings you interviews with industry leading experts who are changing the way practitioners approach compliance. Host Tom Fox, the Compliance Evangelist and Voice of Compliance is driving the conversation about compliance into the 2020s and beyond with his focus on innovations for the compliance practitioner and the compliance profession. If you want to learn how to bring business solutions to compliance problems to more fully operationalize compliance, this is the podcast for you.

Why you'd press play

Tom Fox takes you from AI agent guardrails to spine surgery without letting compliance leave the room.

Press play if you want

  • to know who sets an AI agent's boundaries before anyone asks you to trust it
  • to treat risk as a reason to act rather than a stop sign
Read the full recommendation in PlayNext →
AI governanceGRC strategyboard oversightrisk managementcompliance innovationdata and safety controlsfraud preventionbusiness leadership

Talks about

Best episodes of Innovation in Compliance with Tom Fox

Short reviews from the PlayNext desk, based on the episodes we processed.

Carole Switzer on Mastering GRC, the AI-Enabled Law Firm, and the Future of Legal LeadershipApr 14, 2026

Carol Switzer connects GRC's technology evolution to the legal profession's expanding business role.

Carol Switzer's conversation with Tom Fox frames GRC as a technology story with real legal and business consequences. Her books, Mastering GRC: The Lawyer's Guide to Success in Governance, Risk, and Compliance and The AI-enabled Law Firm, give the discussion its central thread:…

Dr. Rohan Lall: Innovation, Clinical Evidence, and Compliance in Electrifying Spine SurgeryApr 7, 2026

A neurosurgeon’s feasibility study becomes a clear look at FDA review, data oversight, and compliance in device development.

Innovation in Compliance uses a new neurosurgical device to make healthcare innovation feel less abstract and more procedural. Dr. Rohan Lal, a clinically trained neurosurgeon, walks through the difference between a modest change to an existing device, which may fit a…

From MVP to MVF: Governing AI Agents with Guardrails, Policy-as-Code, and Board Oversight with Aravind ParthasarathyMar 31, 2026

A grounded look at turning agentic AI from open-ended promise into a bounded compliance function.

Agentic AI takes on a more practical compliance form here, as Aravind Parthasarathy of New Rocket moves the discussion from minimum viable products to minimum viable functions.

Cracking the Digital Maturity Code: AI Readiness, Governance, and Trust for Leaders with Nav ThethiMar 25, 2026

A boardroom-minded guide to moving AI from pilot purgatory toward governed use.

AI adoption gets a pragmatic boardroom treatment through Nav Thetty's work with Hitachi, Fidelity, and other Fortune 500 and Fortune 1000 companies.

Jim Massey on Risk in ActionMar 10, 2026

Jim Massey reframes risk as a path toward innovation, with action at the center of compliance thinking.

Jim Massey's Risk in Action gives compliance a more useful place in the innovation conversation: risk becomes a way forward when leaders act with clarity.

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Episodes

  1. 1

    The Future of Compliance Training: AI, Adaptive Learning, and Cultural Integration

    ·20m
  2. 2

    From MVP to MVF: Governing AI Agents with Guardrails, Policy-as-Code, and Board Oversight with Aravind Parthasarathy

    ·28m
  3. 3

    Training Synergy: Insights from Compliance and HR Integration with Lori Stahl

    ·25m
  4. 4

    Exploring the Fractional COO Model with La Tonya Roberts

    ·23m
  5. 5

    Cracking the Digital Maturity Code: AI Readiness, Governance, and Trust for Leaders with Nav Thethi

    ·29m
  6. 6

    Venezuela’s Energy Reopening with Loren Steffy

    ·19m
  7. 7

    Jim Massey on Risk in Action

    ·32m
  8. 8

    Healthcare Compliance: Fraud, Waste & Abuse, Culture, and Data-Driven Risk Management with Evan Sampson

    ·24m
  9. 9

    From Banking to AI: Tim Khamzin on Transforming Compliance

    ·31m
  10. 10

    Navigating AI: Governance, Risk with some Culture Thrown in with Matt Kunkel

    ·29m
  11. 11

    Proactive Compliance Frameworks for Evolving AI Regulations with Yakir Golan

    ·34m
  12. 12

    Insights on FCPA and Anti-Corruption Enforcement Trends with Anik Shah

    ·31m
  13. 13

    The Strategic Advantage of Personal Branding with Sheila Anderson

    ·34m
  14. 14

    Transforming from Hierarchy to High Performance: Governance and AI in 2026

    ·33m
  15. 15

    The Strategic Evolution of Compliance: Insights from Angie McPhail

    ·30m
  16. 16

    10+1 Commandments: A Moral Code for AI Ethics in Business with Cristina DiGiacomo

    ·19m
  17. 17

    Exploring Fractional and Adjunct Risk Professionals with Gerry Zack

    ·26m
  18. 18

    Advancements in AI Technology for Fraud Prevention Strategies with Jack Yu

    ·31m
  19. 19

    Steph Holmes on Blending AI and Human Oversight for Effective Compliance

    ·27m
  20. 20

    Navigating the Future of Supply Chain Compliance with Travis Miller

    ·31m
  21. 21

    Exploring the Evolving Landscape of Business Ethics and Sustainability with Alison Taylor

    ·24m
  22. 22

    Dare to Dream: Leveraging AI and Innovation

    ·55m
  23. 23

    Adam Goslin on Navigating Security and Compliance in the Digital World

    ·21m
  24. 24

    AI in Financial Crime and Compliance: A Deep Dive with Oracle’s Jason Somrak

    ·24m
  25. 25

    Exploring Sustainable Leadership and Accountability with Gina Cotner

    ·31m
  26. 26

    Mastering Compliance Branding on LinkedIn: Insights from Carol Kaemmerer

    ·30m
  27. 27

    Brad Stevens: Part 2 - Building a Culture of Innovation

    ·19m
  28. 28

    Brad Stevens: Part 1 - Transforming Outsource Perceptions

    ·19m
  29. 29

    Mastering High-Stakes Leadership and Communication with Corinna Hagen

    ·27m
  30. 30

    Navigating Cybersecurity Compliance: From Physical Audits to AI Frameworks with Lori Crooks

    ·22m
  31. 31

    Global Outsourcing and GDPR Compliance - Navigating Challenges and Opportunities with Inge Zwick

    ·23m
  32. 32

    Operationalizing Trust at Scale: Evolving Compliance: Neta Meidav on the Diligent Acquisition and AI Integration

    ·15m
  33. 33

    Gaurav Kapoor on Risk Management and the Role of AI in GRC

    ·28m
  34. 34

    Constructive Conversations: Insights with Nina Sunday

    ·25m
  35. 35

    Operationalizing Trust at Scale: A Conversation with Amanda Carty on Compliance and AI

    ·15m
  36. 36

    Mastering Communication: Insights from Dr. Dennis Cummins on Speaking and Selling without Selling

    ·28m
  37. 37

    Dr. Rohan Lall: Innovation, Clinical Evidence, and Compliance in Electrifying Spine Surgery

    ·21m
  38. 38

    Scaling Compliance Programs: Insights from a Navy Veteran and Compliance Leader

    ·24m
  39. 39

    The Power of Accountability and Team Culture with Gina Cotner

    ·27m
  40. 40

    Allison Lagosh on Proactive Compliance Planning for Regulatory Changes

    ·24m
  41. 41

    Maximizing LinkedIn for Personal and Professional Branding with Carol Kaemmerer

    ·32m
  42. 42

    LeadHERship with Linda Fisk

    ·27m
  43. 43

    Real-Time Fraud Prevention Strategies for Financial Loss Prevention with Vince Walden

    ·27m
  44. 44

    The Critical Importance of Mobile Application Security: Insights from Subho Halder

    ·28m
  45. 45

    Integrating AI in Compliance and Risk Management with Jana Brost

    ·25m
  46. 46

    Break the Five Lies: A Conversation with John Kormanik

    ·30m
  47. 47

    Staying the Course in Compliance: Insights from Kristy Grant-Hart

    ·17m
  48. 48

    Innovative Approaches to Compliance and Training with Catherine Choe

    ·21m
  49. 49

    Navigating Regulatory Changes and Compliance in Trade and Data Privacy with Stephanie Font

    ·20m
  50. 50

    Exploring the Intersection of Compliance, Technology, and AI with Ben Sperry

    ·24m
  51. 51

    Understanding Human Trafficking and Modern Slavery: A Business Imperative with Clint Palermo

    ·20m
  52. 52

    Design-Centric Compliance Training with Karen Oddo

    ·20m
  53. 53

    Strategic Compliance in Regulated Industries with Kerri Reuter

    ·35m
  54. 54

    Part 3: Mastering Stress Communication with the C.A.R.E.S. Framework

    ·35m
  55. 55

    Part 1: Understanding the Hidden Costs of High-Stress Professions

    ·35m
  56. 56

    Data Collection & Cybersecurity with ModeOne’s Matt Rasmussen and Ryan Frye

    ·28m
  57. 57

    Crisis Preparedness with Coni Meyers

    ·36m
  58. 58

    Visionary Leadership with Jackson Calame

    ·36m
  59. 59

    Harnessing Relationships for Sales and Effective Compliance

    ·36m
  60. 60

    Navigating AI Governance in 2025 with Christine Uri

    ·36m
  61. 61

    Alyssa Borden on The Power of Strategic People Processes in Organizations

    ·36m
  62. 62

    Alyssa Borden on The Power of Strategic People Processes in Organizations

    ·36m
  63. 63

    From Military Service to Corporate Success: Insights on Leadership, Resilience, and Compliance with Sean Douglas

    ·35m
  64. 64

    Supporting White Collar Offenders: A Conversation with Jeff Grant

    ·36m
  65. 65

    Exploring NLP and Burnout Recovery: Insights from Irina Alexander and Jen Hardy

    ·36m
  66. 66

    Financial Literacy and Smart Investing with Kris Miller

    ·36m
  67. 67

    Sam Silverstein on the Fractional Chief Culture Officer

    ·36m
  68. 68

    Navigating Accounting and Compliance with Mike Whitmire

    ·36m
  69. 69

    Todd Haugh on Ethical Decision Making in the Workplace: Beyond Financial Incentives

    ·36m
  70. 70

    Navigating Leadership and Talent Retention with Pat McNeil

    ·36m
  71. 71

    AI-Powered Compliance Strategies for Risk Prevention

    ·36m
  72. 72

    Boosting Corporate Culture Through Engagement with Stephan Poschik

    ·36m
  73. 73

    From Engineer to Business Coach: Insights on Leadership and Growth with Brad Farris

    ·36m
  74. 74

    Navigating Compliance and Innovation with Colin Darke

    ·36m
  75. 75

    Innovating Data Security a Conversation with Christian Geyer

    ·36m
  76. 76

    Navigating Risk Management in the Automotive Industry with Tom Kline

    ·36m
  77. 77

    Exploring Client-Side Security and PCI DSS Compliance with Rui Ribeiro

    ·28m
  78. 78

    Anik Singal on His Journey from Digital Marketer to Compliance Advocate

    ·35m
  79. 79

    AI's Role in Shaping The Future of Compliance Financial Institutions

    ·28m
  80. 80

    Monica Goyal on Tech-Driven Solutions for Law Firms

    ·24m
  81. 81

    Tech Evolution in Real Estate Law: A Conversation with Christy-Ann Jordaan

    ·18m
  82. 82

    Tina Grubisa on Creating a Culture of Governance with Athennian

    ·25m
  83. 83

    Evie Wentink on Rethinking Compliance

    ·27m
  84. 84

    Greg Shultz on Key Traits for Compliance Professionals: Connecting and Listening

    ·31m
  85. 85

    Revolutionizing Compliance: Integrating Automation for Digital Transformation

    ·28m
  86. 86

    The Evolution of Compliance and Technology: An Interview with Stuart Breslow

    ·24m
  87. 87

    The Evolution of Compliance and Technology: An Interview with Stuart Breslow

    ·24m
  88. 88

    Unpacking Healthcare Compliance with Maria Villanueva

    ·27m
  89. 89

    Navigating The Complexities of Corporate Whistleblowing and Compliance

    ·24m
  90. 90

    John Byrne and Corlytics – Innovations in Regulatory Compliance

    ·27m
  91. 91

    Affordable Housing - Challenges and Solutions

    ·24m
  92. 92

    Inflation, Future of Interest Rates and Financial Literacy

    ·17m
  93. 93

    The Shifting Landscape of Commercial Real Estate

    ·24m
  94. 94

    Exploring Global Trade Intelligence and AI Integration in Supply Chain Management

    ·30m
  95. 95

    Arthur Mueller on Harnessing AI to Transform Financial Crime Compliance

    ·32m
  96. 96

    Harnessing AI to Transform Financial Crime Compliance

    ·33m
  97. 97

    Succession Planning and The Evolving Workforce: From Millennials to Gen Z

    ·35m
  98. 98

    Succession Planning and the Evolving Workforce: From Millennials to Gen Z

    ·35m
  99. 99

    Part 2: Tactical Resilience: Mastering Stress and Self-Awareness

    ·35m
  100. 100

    Cybersecurity Challenges and Solutions: An In-Depth Interview with Robert Meyers

    Tom Fox interviews cybersecurity expert Robert Meyers about challenges and solutions in data protection and compliance innovation.

    ·29m
  101. 101

    Carole Switzer on Mastering GRC, the AI-Enabled Law Firm, and the Future of Legal Leadership

    Hidden gem

    Carol Switzer says lawyers need business judgment, technology fluency, and a hard line between legal advice and business advice as AI accelerates change in the profession.

    Apr 14, 2026·32m·3 clips
  102. 102

    Dr. Rohan Lall: Innovation, Clinical Evidence, and Compliance in Electrifying Spine Surgery

    Hidden gem

    Dr.

    Apr 7, 2026·21m·1 clip
  103. 103

    From MVP to MVF: Governing AI Agents with Guardrails, Policy-as-Code, and Board Oversight with Aravind Parthasarathy

    Hidden gem

    Innovation and Compliance with Tom Fox focuses on Aravind Parthasarathy of New Rocket and his case for moving from minimum viable product to minimum viable function in agentic AI.

    Mar 31, 2026·28m·2 clips
  104. 104

    Cracking the Digital Maturity Code: AI Readiness, Governance, and Trust for Leaders with Nav Thethi

    Hidden gem

    Tom Fox's Innovation in Compliance episode has Nav Thethi mapping AI readiness, board oversight, and digital maturity for compliance leaders.

    Mar 25, 2026·29m·2 clips
  105. 105

    Venezuela’s Energy Reopening with Loren Steffy

    Loren Steffy says Venezuela’s heavy crude requires specialized extraction, with some break-even estimates reaching $80 a barrel.

    Mar 17, 2026·19m·1 clip
  106. 106

    Jim Massey on Risk in Action

    Hidden gem

    ["Innovation and Compliance with Tom Fox brings back Jim Massey to discuss Risk in Action, The Leader's Guide to Act with Clarity, and his line that risk is 'the simple gap between where we are and where we need to go.'", "Massey says trust is 'the bridge' and fear is 'the fog,' which is why he keeps returning to action as the thing leaders can actually do.", "He uses AstraZeneca, a 30-page code of conduct cut to one page, and a 3M Post-it example to show how compliance can support innovation instead of stopping it.", "The episode ends with Eastward Inc., AI-generated risk cards, and real-time assessments built from ISO, COSO, and CSRD for audit-committee conversations."]

    Mar 10, 2026·32m·2 clips
  107. 107

    Healthcare Compliance: Fraud, Waste & Abuse, Culture, and Data-Driven Risk Management with Evan Sampson

    Evan Sampson says healthcare compliance reviews can find downcoding that leaves reimbursement unclaimed and inefficiencies that waste money.

    Mar 3, 2026·24m·1 clip
  108. 108

    From Banking to AI: Tim Khamzin on Transforming Compliance

    Tim Khamzin says Vivox aims to automate 80–90% of manual compliance work while leaving final decisions to people.

    Feb 24, 2026·31m·2 clips
  109. 109

    Navigating AI: Governance, Risk with some Culture Thrown in with Matt Kunkel

    Feb 17, 2026·29m
  110. 110

    Proactive Compliance Frameworks for Evolving AI Regulations with Yakir Golan

    Feb 10, 2026·34m
  111. 111

    Insights on FCPA and Anti-Corruption Enforcement Trends with Anik Shah

    Feb 3, 2026·31m
  112. 112

    The Strategic Advantage of Personal Branding with Sheila Anderson

    Tom Fox interviews personal branding expert Sheila Anderson about the importance of image and visibility for corporate leaders.

    Jan 27, 2026·34m
  113. 113

    Transforming from Hierarchy to High Performance: Governance and AI in 2026

    Jan 20, 2026·33m
  114. 114

    The Strategic Evolution of Compliance: Insights from Angie McPhail

    Jan 13, 2026·30m
  115. 115

    10+1 Commandments: A Moral Code for AI Ethics in Business with Cristina DiGiacomo

    Jan 6, 2026·19m
  116. 116

    Exploring Fractional and Adjunct Risk Professionals with Gerry Zack

    Dec 16, 2025·26m
  117. 117

    Advancements in AI Technology for Fraud Prevention Strategies with Jack Yu

    Jack Yu from Experian discusses advancements in AI technology for fraud prevention strategies in compliance.

    Dec 9, 2025·31m
  118. 118

    Steph Holmes on Blending AI and Human Oversight for Effective Compliance

    Dec 2, 2025·27m
  119. 119

    Navigating the Future of Supply Chain Compliance with Travis Miller

    Nov 18, 2025·31m
  120. 120

    Exploring the Evolving Landscape of Business Ethics and Sustainability with Alison Taylor

    Nov 11, 2025·24m
  121. 121

    Dare to Dream: Leveraging AI and Innovation

    Nov 4, 2025·55m
  122. 122

    Adam Goslin on Navigating Security and Compliance in the Digital World

    Oct 28, 2025·21m
  123. 123

    AI in Financial Crime and Compliance: A Deep Dive with Oracle’s Jason Somrak

    Oct 21, 2025·24m
  124. 124

    Exploring Sustainable Leadership and Accountability with Gina Cotner

    Oct 14, 2025·31m
  125. 125

    Mastering Compliance Branding on LinkedIn: Insights from Carol Kaemmerer

    Oct 7, 2025·30m
  126. 126

    Brad Stevens: Part 2 - Building a Culture of Innovation

    Sep 30, 2025·19m
  127. 127

    Brad Stevens: Part 1 - Transforming Outsource Perceptions

    Sep 23, 2025·19m
  128. 128

    Mastering High-Stakes Leadership and Communication with Corinna Hagen

    Sep 16, 2025·27m
  129. 129

    Navigating Cybersecurity Compliance: From Physical Audits to AI Frameworks with Lori Crooks

    Sep 3, 2025·22m
  130. 130

    Cybersecurity Challenges and Solutions: An In-Depth Interview with Robert Meyers

    Tom Fox interviews cybersecurity expert Robert Meyers about data protection, privacy, and innovative compliance solutions.

    Sep 2, 2025·29m
  131. 131

    Global Outsourcing and GDPR Compliance - Navigating Challenges and Opportunities with Inge Zwick

    Aug 26, 2025·23m
  132. 132

    Operationalizing Trust at Scale: Evolving Compliance: Neta Meidav on the Diligent Acquisition and AI Integration

    Aug 21, 2025·15m
  133. 133

    Gaurav Kapoor on Risk Management and the Role of AI in GRC

    Aug 19, 2025·28m
  134. 134

    Constructive Conversations: Insights with Nina Sunday

    Aug 12, 2025·25m
  135. 135

    Operationalizing Trust at Scale: A Conversation with Amanda Carty on Compliance and AI

    Aug 7, 2025·15m
  136. 136

    Mastering Communication: Insights from Dr. Dennis Cummins on Speaking and Selling without Selling

    Aug 5, 2025·28m
  137. 137

    The Future of Compliance Training: AI, Adaptive Learning, and Cultural Integration

    Jul 31, 2025·20m
  138. 138

    Scaling Compliance Programs: Insights from a Navy Veteran and Compliance Leader

    Jul 29, 2025·24m
  139. 139

    The Power of Accountability and Team Culture with Gina Cotner

    Jul 22, 2025·27m
  140. 140

    Allison Lagosh on Proactive Compliance Planning for Regulatory Changes

    Jul 15, 2025·24m
  141. 141

    Maximizing LinkedIn for Personal and Professional Branding with Carol Kaemmerer

    Jul 8, 2025·32m
  142. 142

    LeadHERship with Linda Fisk

    Jun 24, 2025·27m
  143. 143

    Real-Time Fraud Prevention Strategies for Financial Loss Prevention with Vince Walden

    Jun 17, 2025·27m
  144. 144

    The Critical Importance of Mobile Application Security: Insights from Subho Halder

    Jun 10, 2025·28m
  145. 145

    Integrating AI in Compliance and Risk Management with Jana Brost

    Jun 3, 2025·25m
  146. 146

    Break the Five Lies: A Conversation with John Kormanik

    Tom Fox interviews John Kormanik about his book 'Five Lies Lawyers Tell Themselves' and how to avoid burnout and stress.

    May 27, 2025·30m
  147. 147

    Staying the Course in Compliance: Insights from Kristy Grant-Hart

    May 20, 2025·17m
  148. 148

    Innovative Approaches to Compliance and Training with Catherine Choe

    May 15, 2025·21m
  149. 149

    Navigating Regulatory Changes and Compliance in Trade and Data Privacy with Stephanie Font

    May 13, 2025·20m
  150. 150

    Exploring the Intersection of Compliance, Technology, and AI with Ben Sperry

    May 8, 2025·24m